After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...
The Proposed Rule provides that a Derivatives Dealer will be exempt from its provisions, except for sections relating to Fair Dealing, handling complaints, and compliance and record-keeping, in ...
A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
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