The SEC has proposed narrowing Rule 15c2-11 to equity securities only, and is now seeking comment on whether it should apply to certain crypto assets, among other questions. The US Securities and ...

On March 16, 2026, in Release 34-105004 (Release), the Securities and Exchange Commission (SEC) proposed to amend Rule 15c2-11 under the Securities Exchange Act of 1934 (Rule 15c2-11) to limit its ...

Pittsburgh, PA, Oct. 02, 2023 (GLOBE NEWSWIRE) -- FOMO WORLDWIDE, INC. (OTC: FOMC) reports that after nearly four months, through a FINRA brokerage firm, the Company has responded to FINRA’s ...

FORT LAUDERDALE, Fla., Feb. 11, 2026 (GLOBE NEWSWIRE) -- EdgeMode (OTC: EDGM), a global Energy and AI data center infrastructure company, today announced continued progress in the review of its Form ...

On March 16, 2026, the Securities and Exchange Commission (SEC) proposed amendments to 17 CFR 240.15c2-11 (Rule 15c2-11) under the Securities Exchange Act of 1934 (the Exchange Act) that would replace ...

The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish ...

Steps intended to improve public disclosure, strengthen corporate governance, and expand long-term access to capital markets. The Company also confirmed that it has had its Form 15c2-11 documentation ...

The following information was released by the office of Montana Rep. Troy Downing: The Protecting Private Job Creators Act exempts fixed-income securities from Securities and Exchange Commission (SEC) ...

OTCQB Uplisting and SEC Rule 15c2-11 Compliance — Successfully uplisted from OTC Pink to the OTCQB Venture Market in a record-breaking six weeks, alongside completion of SEC Rule 15c2-11 compliance, ...