Insurance giant Prudential Financial Inc. (NYSE: PRU) hasn’t gotten any traction since reporting fourth-quarter results on February 7, but there’s room for some optimism about the company’s ...
Commodity trading firms ─ currently outside the scope from the regulatory prudential framework in the EU ─ now need to prepare themselves to face increased regulation. The prudential framework, a new ...
Amongst those firms likely to be hit hardest are Exempt-CAD firms, which typically only provide investment advice or arrange deals. This category will not exist in the new framework and these firms ...
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