Approximately 300 former Morgan Stanley financial advisors have filed arbitration claims against the company, with at least ...

The department dismissed the complaint of Will Lehman, a socialist Mack Trucks worker and candidate for UAW president in 2022 ...

Three ex-brokers allege the Department of Labor unlawfully aided the firm by issuing an advisory opinion that undermined ...

Three financial advisors claim that the DOL violated its own internal procedures to issue an advisory opinion resolving a key ...

They say that a “one-sided” opinion gave Morgan Stanley a weapon against ex-advisors seeking unpaid compensation.

In addition to the excitement of the upcoming outdoor concert season, Proskauer’s lawyers are anxiously awaiting VERY different forms of entertainment: the next installment of the never-ending saga of ...

Sens. Elizabeth Warren (D-Mass.) and Bernie Sanders (I-Vt.) wrote to Labor Secretary Lori Chavez-DeRemer and Securities and Exchange Commission (SEC) Chairman Paul Atkins on Tuesday, raising concerns ...

The DOL shot back at 401(k) provider ForUsAll’s offer to drop its suit if the court confirmed a DOL warning about crypto in retirement plan as “not binding.” The U.S. Department of Labor is fighting ...

DOL offers broad, diversified exposure to large-cap developed market dividend payers but lacks standout yield or growth advantages over peers. Dividend yield is conservative at 2.9% TTM, trailing ...

There are many facets, nuances and hard realities to cybersecurity. A professional uniquely positioned to discuss it in the context of retirement plans offers her insights into protecting sensitive ...

The DOL's attempt to standardize fiduciary practices across financial professionals remains in a holding period until at least Q1 2023. There is a growing consensus among retirement professionals that ...